Liu, Kwan Wai 廖君瑋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CATHAYSIA SECURITIES LIMITED | Rep | Dealing in securities | 2017-03-20 | 2018-10-18 |
| 2 | Glory Sun Securities Limited | Rep | Dealing in securities | 2023-11-06 | |
| 3 | Grand China Securities Limited | Rep | Dealing in securities | 2015-11-13 | 2017-02-28 |
| 4 | TSE'S SECURITIES LIMITED | Rep | Dealing in securities | 2009-09-09 | 2015-06-04 |
| 5 | VICTORY SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-11-08 | 2023-01-12 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2015-06-12 | 2015-11-02 |
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