Au, Fung Ming (SFC:AGN637) 區鳳鳴

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 China Renaissance Broking Services (Hong Kong) Limited Rep Dealing in securities 2006-03-09 2006-11-01
2 MAN WO INVESTMENT CO., LIMITED Rep Advising on corporate finance 2003-12-09
Rep Advising on securities 2003-12-09
Rep Asset management 2003-12-09
Rep Dealing in securities 2003-12-09
3 SINO GRADE SECURITIES LIMITED Rep Dealing in securities 2007-07-19 2019-07-19

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