Lau, Kam Pong 劉錦邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ever-Long Capital Management Limited | RO | Asset management | 2015-03-27 | 2015-08-07 |
| 2 | HK CAI FU JU ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-09-04 | 2018-07-31 |
| 3 | LiZen Asset Management Limited | RO | Advising on securities | 2018-12-04 | RO | Asset management | 2018-12-04 |
| 4 | Matrix Asset Management Limited | RO | Advising on securities | 2015-09-01 | 2015-12-22 | RO | Asset management | 2015-09-01 | 2015-12-22 |
| 5 | NEW TREND FUTURES LIMITED | Rep | Advising on futures contracts | 2004-10-25 | Rep | Asset management | 2004-10-25 | Rep | Dealing in futures contracts | 2009-12-30 |
| 6 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-01-18 | 2010-10-19 | RO | Dealing in futures contracts | 2010-10-19 | 2012-03-17 | Rep | Advising on futures contracts | 2011-01-28 | 2012-03-17 |
| 7 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-05-30 | 2012-03-17 |
| 8 | STOCKWELL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2014-03-26 | 2015-03-11 |
| 9 | STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2014-03-26 | 2015-03-11 |
| 10 | Vantum Asset Management Limited | RO | Advising on securities | 2016-11-18 | 2017-04-19 | RO | Asset management | 2016-11-18 | 2017-04-19 |
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