Lian, Ling-Yu 連玲玉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | RO | Asset management | 2007-10-09 | 2012-04-01 | Rep | Advising on securities | 2008-10-17 | 2012-04-01 |
| 2 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2007-09-20 | 2011-08-19 | Rep | Dealing in futures contracts | 2007-09-20 | 2011-08-19 | RO | Asset management | 2007-10-09 | 2012-04-01 |
| 3 | SINOPAC SECURITIES (ASIA) LIMITED | RO | Asset management | 2007-03-27 | 2012-04-01 | Rep | Advising on securities | 2007-09-07 | 2011-08-19 | Rep | Dealing in securities | 2007-09-20 | 2011-08-19 |
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