Tsai, Chien-Chih 蔡建志
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2008-07-07 | 2010-04-05 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-07-07 | 2010-04-05 |
| 3 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-06-09 | 2011-01-06 | RO | Dealing in futures contracts | 2011-01-06 | 2014-03-31 | RO | Advising on futures contracts | 2012-01-04 | 2014-03-31 |
| 4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-06-09 | 2011-01-06 | RO | Dealing in securities | 2011-01-06 | 2017-02-12 | RO | Dealing in futures contracts | 2012-04-23 | 2017-02-12 | RO | Advising on futures contracts | 2013-05-16 | 2017-02-12 | RO | Advising on securities | 2016-11-18 | 2017-02-12 | RO | Advising on futures contracts | 2017-02-13 | 2018-03-31 | RO | Advising on securities | 2017-02-13 | 2018-03-31 | RO | Dealing in futures contracts | 2017-02-13 | 2018-03-31 | RO | Dealing in securities | 2017-02-13 | 2018-03-31 |
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