Lai, Hiu Yik 賴曉憶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-06-23 | 2011-04-05 |
| 2 | CSC SECURITIES (HK) LIMITED | Rep | Advising on securities | 2008-05-22 | 2010-12-31 | Rep | Dealing in securities | 2008-05-22 | 2011-04-05 |
| 3 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on securities | 2006-06-23 | 2008-05-09 | Rep | Dealing in securities | 2006-06-23 | 2008-05-09 |
| 4 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-04-21 | 2014-03-31 |
| 5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-04-21 | 2017-02-12 | Rep | Dealing in futures contracts | 2013-05-21 | 2017-02-12 | Rep | Dealing in futures contracts | 2017-02-13 | Rep | Dealing in securities | 2017-02-13 |
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