Lau, Tat Shing 劉達誠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2006-03-30 | 2007-05-12 |
| 2 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Dealing in securities | 2014-11-19 | 2017-04-28 | Rep | Asset management | 2015-01-12 | 2017-04-28 |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-07-03 | 2014-10-02 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-07-03 | 2014-10-02 |
| 5 | MCI ADVISORY LIMITED (HK) | RO | Asset management | 2017-05-05 | 2021-12-01 |
| 6 | OLP Capital Management Limited | RO | Asset management | 2021-12-23 | |
| 7 | PRIME CAPITAL MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2012-03-28 | 2014-05-03 |
| 8 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2007-06-15 | 2011-05-21 | Rep | Dealing in futures contracts | 2010-01-13 | 2011-05-21 |
| 9 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-05-31 | 2012-03-17 |
| 10 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-05-31 | 2012-03-17 |
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