Su, Wei-chia 蘇威嘉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2005-01-05 | 2008-05-14 |
| 2 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2004-11-30 | 2008-05-14 |
| 3 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | RO | Advising on securities | 2014-07-25 | 2016-08-01 | RO | Asset management | 2014-07-25 | 2016-08-01 | RO | Dealing in securities | 2014-07-25 | 2016-08-01 | Rep | Advising on securities | 2016-08-01 | 2016-11-08 | Rep | Asset management | 2016-08-01 | 2016-11-08 | Rep | Dealing in securities | 2016-08-01 | 2016-11-08 |
| 4 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-04-23 | 2013-11-12 | Rep | Asset management | 2012-01-27 | 2013-11-12 | Rep | Advising on futures contracts | 2013-04-10 | 2013-11-12 | RO | Advising on futures contracts | 2013-11-12 | 2014-03-31 | RO | Asset management | 2013-11-12 | 2014-03-31 | RO | Dealing in futures contracts | 2013-11-12 | 2014-03-31 |
| 5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-04-23 | 2009-06-22 | RO | Dealing in securities | 2009-06-22 | 2010-01-22 | Rep | Asset management | 2009-06-22 | 2013-11-12 | Rep | Dealing in securities | 2010-03-29 | 2013-08-22 | Rep | Advising on securities | 2013-04-10 | 2013-08-22 | Rep | Dealing in futures contracts | 2013-05-28 | 2013-08-22 | RO | Advising on futures contracts | 2013-08-22 | 2017-02-12 | RO | Advising on securities | 2013-08-22 | 2017-02-12 | RO | Dealing in futures contracts | 2013-08-22 | 2017-02-12 | RO | Dealing in securities | 2013-08-22 | 2017-02-12 | RO | Asset management | 2013-11-12 | 2017-02-12 | RO | Advising on futures contracts | 2017-02-13 | 2017-05-16 | RO | Advising on securities | 2017-02-13 | 2017-05-16 | RO | Asset management | 2017-02-13 | 2017-05-16 | RO | Dealing in futures contracts | 2017-02-13 | 2017-05-16 | RO | Dealing in securities | 2017-02-13 | 2017-05-16 |
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