Tam, Chi Chung (SFC:ASG237) 譚智聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-02-26 | 2010-10-01 |
| 2 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2009-02-26 | 2010-10-01 |
| 3 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2014-10-28 | 2018-02-13 |
| 4 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-10-07 | 2014-03-31 |
| 5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-10-07 | 2017-02-12 | Rep | Dealing in futures contracts | 2013-05-21 | 2017-02-12 | Rep | Dealing in futures contracts | 2017-02-13 | Rep | Dealing in securities | 2017-02-13 |
| 6 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2016-06-14 | 2017-02-12 |
| 7 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2016-06-14 | 2017-02-12 |
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