Wong, Yuen Ting (SFC:APH012) 王阮婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-07-17 | 2007-10-12 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-07-17 | 2007-10-12 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2020-01-10 | 2020-12-24 | Rep | Dealing in securities | 2020-01-10 | 2020-12-24 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2007-10-25 | 2009-08-08 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-10-25 | 2009-08-08 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-10-27 | 2019-05-16 |
| 7 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2013-04-19 | 2013-08-19 | Rep | Advising on securities | 2013-04-19 | 2013-08-19 | Rep | Dealing in futures contracts | 2013-04-19 | 2013-08-19 | Rep | Dealing in securities | 2013-04-19 | 2013-08-19 |
| 8 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-08-25 | 2013-03-24 |
| 9 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-08-25 | 2013-03-24 |
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