Chen, Chia-hui (SFC:ASU227) 陳佳慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMTD Wealth Management Solutions Group Limited | RO | Advising on securities | 2019-01-09 | 2020-11-02 | RO | Dealing in securities | 2019-01-09 | 2020-11-02 |
| 2 | ASPEN HILL PARTNERS (HONG KONG) LIMITED | Rep | Advising on securities | 2009-11-02 | 2011-03-15 | Rep | Asset management | 2009-11-02 | 2011-03-15 |
| 3 | ASSURED ASSET MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2021-03-12 | 2021-05-10 | Rep | Dealing in securities | 2021-03-12 | 2021-05-10 | RO | Advising on securities | 2021-05-10 | 2021-12-02 | RO | Dealing in securities | 2021-05-10 | 2021-12-02 | Rep | Advising on securities | 2021-12-02 | 2022-02-08 | Rep | Asset management | 2021-12-02 | 2022-02-08 | Rep | Dealing in securities | 2021-12-02 | 2022-02-08 |
| 4 | China PA Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2022-03-18 | 2022-11-09 | Rep | Dealing in securities | 2022-03-18 | 2022-11-09 |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2013-03-11 | 2016-06-02 | Rep | Dealing in securities | 2013-03-11 | 2016-06-02 |
| 6 | HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2023-03-24 | 2023-11-01 | Rep | Asset management | 2023-03-24 | 2023-11-01 | Rep | Dealing in securities | 2023-03-24 | 2023-11-01 |
| 7 | orientiert International Markets Limited | RO | Advising on securities | 2019-01-09 | 2020-11-02 | RO | Dealing in securities | 2019-01-09 | 2020-11-02 |
| 8 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2016-07-25 | 2019-01-09 | Rep | Dealing in securities | 2016-07-25 | 2019-01-09 | RO | Advising on securities | 2019-01-09 | 2020-11-02 | RO | Dealing in securities | 2019-01-09 | 2020-11-02 |
| 9 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-04-26 | 2013-02-07 |
| 10 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2011-04-13 | 2013-02-07 | Rep | Dealing in securities | 2011-04-13 | 2013-02-07 |
| 11 | SJS Markets Limited | Rep | Dealing in securities | 2009-04-21 | 2009-10-12 |
| 12 | VALUABLE CAPITAL LIMITED | Rep | Advising on securities | 2024-01-16 | Rep | Asset management | 2024-01-16 | Rep | Dealing in securities | 2024-01-16 |
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