Cheng, Kwok Sum 鄭國森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEB International Asset Management Corporation Limited | Rep | Advising on securities | 2017-01-13 | 2018-07-12 | Rep | Asset management | 2017-01-13 | 2018-07-12 |
| 2 | CEB International Capital Corporation Limited | Rep | Dealing in securities | 2016-05-16 | 2016-11-03 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2022-06-20 | Rep | Advising on securities | 2022-06-20 | Rep | Asset management | 2022-06-20 | Rep | Dealing in futures contracts | 2022-06-20 | Rep | Dealing in securities | 2022-06-20 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-06-20 | |
| 5 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-04-16 | 2014-03-31 |
| 6 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-08-01 | 2015-04-22 | Rep | Dealing in futures contracts | 2013-05-21 | 2015-04-22 |
| 7 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2015-05-27 | 2016-03-18 |
| 8 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2015-05-27 | 2016-03-18 |
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