Lin, Sally (SFC:ALV422) 林青
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Advising on securities | 2019-12-06 | 2020-03-19 | Rep | Dealing in securities | 2019-12-06 | 2020-03-19 | RO | Advising on securities | 2020-03-19 | RO | Dealing in securities | 2020-03-19 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2015-01-21 | 2015-12-11 | Rep | Dealing in securities | 2015-01-21 | 2015-12-11 | RO | Advising on securities | 2015-12-11 | 2019-11-25 | RO | Dealing in securities | 2015-12-11 | 2019-11-25 |
| 3 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-03-23 | 2005-10-01 | Rep | Advising on corporate finance | 2010-07-13 | 2010-09-08 | Rep | Advising on securities | 2010-07-13 | 2010-09-08 | Rep | Dealing in securities | 2010-07-13 | 2010-09-08 | Rep | Dealing in securities | 2010-09-29 | 2015-01-01 | Rep | Advising on securities | 2014-09-29 | 2015-01-01 | Rep | Advising on corporate finance | 2014-11-25 | 2015-01-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy