Loke, Helen Man 陸敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2007-06-07 | 2011-08-19 | Rep | Dealing in securities | 2007-06-07 | 2011-08-19 | Rep | Asset management | 2008-01-14 | 2011-08-19 |
| 2 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on securities | 2010-04-20 | 2010-07-02 | Rep | Asset management | 2010-04-20 | 2010-07-02 | Rep | Dealing in securities | 2010-04-20 | 2010-11-08 |
| 3 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-07-19 | |
| 4 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2013-01-14 | 2018-05-31 | Rep | Asset management | 2013-01-14 | 2018-05-31 | Rep | Dealing in securities | 2013-01-14 | 2018-05-31 |
| 5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2011-09-09 | 2012-07-31 | Rep | Asset management | 2011-09-09 | 2012-07-31 | Rep | Dealing in securities | 2011-09-09 | 2012-07-31 |
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