Lui, Thomas Ting Ching 雷廷禎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-01-25 | 2008-12-05 | Rep | Dealing in securities | 2007-01-25 | 2008-12-05 |
| 2 | FB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2009-11-06 | 2010-07-26 | Rep | Dealing in securities | 2009-11-06 | 2010-07-26 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-05-14 | Rep | Dealing in securities | 2021-05-14 |
| 4 | Mirae Asset Securities (HK) Limited | Rep | Dealing in securities | 2019-03-13 | 2019-09-30 | RO | Dealing in securities | 2019-09-30 | 2021-01-01 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2004-02-18 | 2005-07-22 |
| 6 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2010-08-02 | 2017-02-12 | Rep | Dealing in securities | 2010-08-02 | 2017-02-12 | Rep | Advising on securities | 2017-02-13 | 2019-01-15 | Rep | Dealing in securities | 2017-02-13 | 2019-01-15 |
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