Shih, Pui Ying 施佩瑛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB Securities Limited | Rep | Asset management | 2021-11-26 | 2023-01-13 | Rep | Advising on securities | 2021-12-23 | 2023-01-13 | Rep | Dealing in securities | 2021-12-23 | 2023-01-13 |
| 2 | CMB WING LUNG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-05-24 | 2021-11-01 |
| 3 | HFT INVESTMENT MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2011-12-20 | 2014-08-08 | Rep | Asset management | 2011-12-20 | 2014-08-08 |
| 4 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2004-02-23 | 2010-10-18 | Rep | Dealing in securities | 2004-02-23 | 2010-10-18 | Rep | Asset management | 2006-04-27 | 2010-10-18 |
| 5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2011-07-28 | 2011-11-23 | Rep | Asset management | 2011-07-28 | 2011-11-23 | Rep | Dealing in securities | 2011-07-28 | 2011-11-23 |
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