Tang, Erica Sze Ning 鄧思寧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2022-11-07 | 2022-12-23 | Rep | Dealing in securities | 2022-12-20 | RO | Advising on corporate finance | 2022-12-23 |
| 2 | Kingsman HK Capital Limited | RO | Advising on corporate finance | 2019-07-31 | 2022-04-22 |
| 3 | RaffAello Capital Limited | Rep | Advising on corporate finance | 2012-07-20 | 2015-03-06 | RO | Advising on corporate finance | 2015-03-06 | 2018-11-05 |
| 4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2011-02-14 | 2012-07-13 | Rep | Advising on securities | 2011-02-14 | 2012-07-13 | Rep | Dealing in securities | 2011-02-14 | 2012-07-13 |
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