Tang, Sau Lai 鄧秀麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Partners Asset Management (HK) Limited | Rep | Asset management | 2010-09-10 | 2011-07-18 |
2 | PARTNERS CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-08-17 | 2011-07-18 |
3 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Asset management | 2011-07-25 | 2017-02-12 | Rep | Dealing in securities | 2011-07-25 | 2017-02-12 | Rep | Asset management | 2017-02-13 | Rep | Dealing in securities | 2017-02-13 | Rep | Dealing in futures contracts | 2018-07-13 |
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