Wang, Yun-Ping 王允平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2018-09-20 | Rep | Advising on securities | 2018-10-11 | Rep | Dealing in futures contracts | 2022-08-09 |
| 2 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2011-04-12 | 2013-09-04 | Rep | Dealing in securities | 2011-04-12 | 2013-09-04 |
| 3 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Asset management | 2004-09-16 | 2004-12-28 | Rep | Advising on corporate finance | 2004-09-16 | 2007-03-01 | Rep | Advising on securities | 2004-09-16 | 2007-03-01 | Rep | Dealing in securities | 2004-09-16 | 2007-03-01 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-12-16 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2018-08-27 |
| 5 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-08-01 | 2009-09-03 | Rep | Advising on securities | 2007-08-01 | 2011-03-25 | RO | Dealing in securities | 2009-09-03 | 2010-03-02 | Rep | Dealing in securities | 2010-03-02 | 2011-03-25 |
| 6 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-07-11 | 2011-03-25 |
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