Yau, Chi Wai (SFC:AUA441) 邱志偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2013-10-02 | 2015-06-14 |
| 2 | FORTUNE FINANCIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-10-02 | 2015-02-04 | RO | Advising on corporate finance | 2015-02-04 | 2015-06-14 |
| 3 | Pulun International Capital Limited | Rep | Advising on corporate finance | 2020-05-05 | 2020-06-22 | RO | Advising on corporate finance | 2020-06-22 | 2024-02-28 |
| 4 | RaffAello Capital Limited | Rep | Advising on corporate finance | 2015-06-17 | 2015-08-03 | RO | Advising on corporate finance | 2015-08-03 | 2020-02-25 |
| 5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2009-11-03 | 2013-09-22 | Rep | Advising on securities | 2009-11-03 | 2013-09-22 | Rep | Dealing in securities | 2009-11-03 | 2013-09-22 |
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