Ke, Wing Shuen 柯泳璇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-10-20 | Rep | Advising on securities | 2008-07-04 | Rep | Asset management | 2008-07-04 | Rep | Dealing in securities | 2008-07-04 |
2 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2014-01-16 | 2015-01-30 | Rep | Asset management | 2014-01-16 | 2015-01-30 | Rep | Dealing in securities | 2014-01-16 | 2015-01-30 |
3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2008-08-05 | 2008-09-25 | Rep | Asset management | 2008-08-05 | 2008-09-25 | Rep | Dealing in securities | 2008-08-05 | 2008-09-25 |
4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2008-08-05 | 2008-09-25 | Rep | Asset management | 2008-08-05 | 2008-09-25 | Rep | Dealing in securities | 2008-08-05 | 2008-09-25 |
5 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-06-22 | 2018-04-30 |
6 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-05-08 | 2018-04-30 |
7 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2015-06-08 | 2017-05-01 |
8 | INVESCO HONG KONG LIMITED | Rep | Dealing in securities | 2015-06-08 | 2017-05-01 |
9 | Jupiter Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2009-03-27 | 2013-12-18 | Rep | Dealing in securities | 2009-03-27 | 2013-12-18 |
10 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2022-12-01 | |
11 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2018-07-06 | 2022-12-31 |
12 | Principal Investment & Retirement Services Limited | Rep | Dealing in securities | 2018-08-16 |
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