Sato, Hiromi (SFC:ANS087) 佐藤弘美
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SMBC Nikko Securities (Hong Kong) Limited | RO | Asset management | 2007-01-18 | 2010-10-19 | RO | Advising on securities | 2007-01-18 | 2012-06-29 | RO | Dealing in securities | 2007-01-18 | 2012-06-29 | Rep | Advising on corporate finance | 2020-05-19 | 2020-05-21 | Rep | Advising on futures contracts | 2020-05-19 | 2020-05-21 | Rep | Advising on securities | 2020-05-19 | 2020-05-21 | Rep | Dealing in futures contracts | 2020-05-19 | 2020-05-21 | Rep | Dealing in securities | 2020-05-19 | 2020-05-21 | RO | Advising on corporate finance | 2020-05-21 | 2024-06-14 | RO | Advising on futures contracts | 2020-05-21 | 2024-06-14 | RO | Advising on securities | 2020-05-21 | 2024-06-14 | RO | Dealing in futures contracts | 2020-05-21 | 2024-06-14 | RO | Dealing in securities | 2020-05-21 | 2024-06-14 |
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