Fok, Allan Tse Hang 霍子恒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2005-04-27 | 2011-02-04 | Rep | Advising on securities | 2005-04-27 | 2011-02-04 |
| 2 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on securities | 2011-03-28 | 2012-09-19 | RO | Advising on corporate finance | 2012-07-20 | 2021-07-16 | Rep | Dealing in securities | 2012-09-14 | 2021-07-16 | RO | Advising on securities | 2012-09-19 | 2021-07-16 |
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