Ng, Choi Lun 吳采倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-06-02 | 2011-06-18 | Rep | Dealing in securities | 2006-06-02 | 2011-06-18 | Rep | Leveraged foreign exchange trading | 2011-04-29 | 2011-06-18 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-02-25 | 2014-06-04 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2014-02-25 | 2014-06-04 | Rep | Dealing in securities | 2014-02-25 | 2014-06-04 |
| 4 | HOORAY SECURITIES LIMITED | Rep | Dealing in securities | 2014-10-31 | 2017-09-08 | RO | Dealing in securities | 2017-09-08 | 2018-07-03 |
| 5 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Dealing in securities | 2011-07-05 | 2014-01-26 | Rep | Advising on securities | 2013-06-04 | 2014-01-26 |
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