Xu, Rui (SFC:AXK860) 徐睿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2013-06-24 | 2015-08-06 | Rep | Dealing in securities | 2013-06-24 | 2015-08-06 | Rep | Asset management | 2014-12-29 | 2015-08-06 |
| 2 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on securities | 2011-06-16 | 2012-12-31 |
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