Zhang, Yang (SFC:AXK580) 張揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on securities | 2011-06-13 | 2014-09-17 | RHB SECURITIES HONG KONG LIMITED | Rep | 2014-09-29 | 2016-05-13 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 2016-06-20 | 2017-10-25 |
| 2 | FITCH (HONG KONG) LIMITED | Rep | Credit rating services | 2017-10-30 | |
| 3 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-10-12 | 2014-09-17 |
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