Tse, Nissim 謝納新
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BUENA VISTA FUND MANAGEMENT (HK) LIMITED | Rep | Asset management | 2024-05-31 | 2024-12-09 | RO | Asset management | 2024-12-09 |
| 2 | HEXA ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-01-25 | 2019-04-11 | Rep | Asset management | 2019-01-25 | 2019-04-11 | RO | Advising on securities | 2019-04-11 | 2023-09-30 | RO | Asset management | 2019-04-11 | 2023-09-30 |
| 3 | PI INVESTMENT MANAGEMENT LIMITED | RO | Advising on futures contracts | 2007-09-28 | RO | Advising on securities | 2007-09-28 | RO | Asset management | 2007-09-28 |
| 4 | RAB CAPITAL (ASIA) LIMITED | Rep | Advising on futures contracts | 2007-10-11 | 2007-11-23 | Rep | Advising on securities | 2007-10-11 | 2007-11-23 | Rep | Asset management | 2007-10-11 | 2007-11-23 | RO | Advising on futures contracts | 2007-11-23 | 2010-10-20 | RO | Advising on securities | 2007-11-23 | 2010-10-20 | RO | Asset management | 2007-11-23 | 2010-10-20 |
| 5 | SOFAER GLOBAL RESEARCH (HK) LIMITED | Rep | Advising on securities | 2011-06-21 | 2011-08-01 | Rep | Asset management | 2011-06-21 | 2011-08-01 | RO | Advising on securities | 2011-08-01 | 2019-01-15 | RO | Asset management | 2011-08-01 | 2019-01-15 |
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