Ho, Dominic Pui Fung 何沛峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SOFAER GLOBAL RESEARCH (HK) LIMITED | Rep | Advising on futures contracts | 2008-09-05 | 2010-12-11 | Rep | Advising on securities | 2008-09-05 | 2011-05-13 | Rep | Asset management | 2008-09-05 | 2011-05-13 | Rep | Advising on securities | 2011-08-12 | 2012-05-16 | Rep | Asset management | 2011-08-12 | 2012-05-16 |
| 2 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2011-05-19 | 2011-07-11 | Rep | Asset management | 2011-05-19 | 2011-07-11 | Rep | Dealing in securities | 2011-05-19 | 2011-07-11 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2015-07-14 | 2022-10-05 | Rep | Dealing in securities | 2015-07-14 | 2022-10-05 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-07-14 | 2022-10-05 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-06-23 | 2008-08-01 |
| 6 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-23 | 2008-08-01 |
| 7 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-06-23 | 2008-08-01 |
| 8 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2008-07-24 | 2008-08-01 |
| 9 | FLOW TRADERS HONG KONG LIMITED | Rep | Dealing in futures contracts | 2023-02-16 | 2023-05-08 | Rep | Dealing in securities | 2023-02-16 | 2023-05-08 |
| 10 | CSOP Asset Management Limited | Rep | Advising on securities | 2012-05-23 | 2015-07-10 | Rep | Asset management | 2012-05-23 | 2015-07-10 |
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