Wong, Wai Han (SFC:AXH211) 黃惠嫺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC (ASIA) SECURITIES LIMITED | Rep | Advising on securities | 2013-01-04 | 2022-02-16 | Rep | Dealing in securities | 2013-01-04 | 2022-02-16 |
| 2 | SOFAER GLOBAL RESEARCH (HK) LIMITED | Rep | Advising on securities | 2011-05-18 | 2012-08-15 | Rep | Asset management | 2011-05-18 | 2012-08-15 |
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