Choi, Tan Yee 蔡丹義
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2015-01-05 | 2016-03-15 | RO | Advising on corporate finance | 2016-03-15 | 2019-12-31 | Rep | Dealing in securities | 2018-10-30 | 2019-12-31 |
2 | Rainbow Capital (HK) Limited | RO | Advising on corporate finance | 2020-01-03 | RO | Dealing in securities | 2021-04-20 |
3 | Shang International Finance Limited | Rep | Advising on corporate finance | 2010-01-06 | 2014-04-15 | Rep | Advising on securities | 2010-01-06 | 2014-04-15 | Rep | Dealing in securities | 2010-01-06 | 2014-04-15 |
4 | Somerley Capital Limited | Rep | Advising on corporate finance | 2013-11-04 | 2014-12-19 | Rep | Dealing in securities | 2013-11-04 | 2014-12-19 |
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