Mak, Chak Hung 麥澤鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | 313 Capital Management Limited | RO | Asset management | 2009-08-18 | 2011-10-14 | RO | Advising on securities | 2010-04-19 | 2011-10-14 |
2 | ABCI ASSET MANAGEMENT LIMITED | RO | Asset management | 2012-10-18 | 2013-03-01 |
3 | ABCI Securities Company Limited | Rep | Dealing in securities | 2012-12-11 | 2013-03-01 |
4 | Global Prosperity Financial Company Limited | RO | Advising on securities | 2022-11-16 | RO | Asset management | 2022-11-16 | RO | Dealing in securities | 2022-11-16 |
5 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2014-01-22 | 2014-04-23 | RO | Advising on securities | 2014-04-23 | 2015-07-17 | RO | Asset management | 2014-04-23 | 2015-07-17 | RO | Dealing in securities | 2014-04-23 | 2015-07-17 |
6 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Asset management | 2006-05-11 | 2006-06-05 | Rep | Advising on securities | 2006-06-05 | 2006-06-13 | RO | Asset management | 2006-06-05 | 2008-11-14 | RO | Advising on securities | 2007-01-08 | 2008-11-14 |
7 | GUOTAI JUNAN FUND MANAGEMENT LIMITED | RO | Asset management | 2008-05-29 | 2008-11-14 |
8 | ICBC Asset Management (Global) Company Limited | Rep | Advising on corporate finance | 2003-10-01 | Rep | Advising on futures contracts | 2003-10-01 | Rep | Advising on securities | 2003-10-01 | Rep | Asset management | 2003-10-01 |
9 | Sumitomo Mitsui DS Asset Management (Hong Kong) Limited | Rep | Asset management | 2005-07-27 | 2006-01-17 |
10 | Tongfang Securities Limited | RO | Advising on securities | 2015-07-17 | 2022-09-30 | RO | Asset management | 2015-07-17 | 2022-09-30 | RO | Dealing in securities | 2015-07-17 | 2022-09-30 |
11 | VC ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2005-01-13 | 2005-07-05 | RO | Asset management | 2005-01-13 | 2005-07-05 |
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