Au, Pappy Yuk Ying 區玉瑛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Advising on securities | 2011-04-18 | 2011-12-20 |
| 2 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2011-04-18 | 2011-12-20 |
| 3 | WM (HK) Limited | Rep | Advising on corporate finance | 2004-06-05 | Rep | Asset management | 2004-11-25 | Rep | Dealing in securities | 2004-11-25 | Rep | Advising on securities | 2010-10-27 |
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