Ma, Wai Kiu (SFC:AEZ703) 馬煒喬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Advising on securities | 2010-09-10 | 2014-03-27 | Rep | Asset management | 2010-09-10 | 2014-03-27 |
| 2 | Axis Capital Management Limited | Rep | Advising on securities | 2008-03-07 | 2008-04-15 | Rep | Asset management | 2008-04-15 | 2008-05-31 | RO | Advising on securities | 2008-04-15 | 2008-05-31 |
| 3 | BEAR BRIGHT LIMITED | RO | Advising on securities | 2008-02-28 | RO | Advising on securities | 2008-07-29 | 2010-07-21 | RO | Advising on securities | 2014-07-17 | RO | Dealing in securities | 2014-07-17 | RO | Asset management | 2015-10-30 |
| 4 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-12-14 | 2014-03-27 |
| 5 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2010-09-10 | 2014-03-27 |
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