Wang, Lai Ling 王麗玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | 313 Capital Management Limited | Rep | Advising on securities | 2011-08-26 | 2015-08-04 |
2 | ASSET MANAGEMENT GROUP LIMITED | Rep | Advising on securities | 2006-08-11 | 2009-06-30 |
3 | HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2016-01-13 | 2017-04-18 |
4 | PRUDENTIAL BROKERAGE LIMITED | Rep | Advising on securities | 2009-07-14 | 2010-07-30 | Rep | Advising on securities | 2015-08-27 | 2015-12-25 | Rep | Dealing in securities | 2015-08-27 | 2015-12-25 |
5 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2010-08-30 | 2011-07-21 |
6 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2011-08-26 | 2015-08-04 |
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