Chan, Kei 陳琦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Advising on securities | 2012-07-24 | 2012-12-08 | Rep | Asset management | 2012-07-24 | 2012-12-08 | Rep | Advising on securities | 2013-07-16 | 2014-08-29 | Rep | Asset management | 2013-07-16 | 2014-08-29 |
| 2 | Bright Smart Asset Management Limited | Rep | Asset management | 2013-01-04 | 2013-06-13 |
| 3 | BRIGHT SMART FOREX LIMITED | RO | Leveraged foreign exchange trading | 2013-03-11 | 2013-06-13 |
| 4 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2013-01-04 | 2013-06-13 |
| 5 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2013-01-04 | 2013-06-13 | Rep | Dealing in securities | 2013-01-04 | 2013-06-13 |
| 6 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-12-29 | Rep | Asset management | 2003-12-29 | Rep | Dealing in futures contracts | 2010-05-31 |
| 7 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2010-04-19 | |
| 8 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-03-19 | 2010-05-31 |
| 9 | DH International Fund Management Limited | RO | Advising on securities | 2023-06-28 | RO | Asset management | 2023-06-28 |
| 10 | Huashe Asset Management (Hong Kong) Limited | RO | Advising on securities | 2021-06-21 | 2022-02-28 | RO | Asset management | 2021-06-21 | 2022-02-28 | RO | Dealing in securities | 2021-06-21 | 2022-02-28 |
| 11 | IDS FOREX HK LIMITED | RO | Leveraged foreign exchange trading | 2014-09-17 | 2016-06-30 | RO | Advising on securities | 2016-05-09 | 2016-06-30 | RO | Asset management | 2016-05-09 | 2016-06-30 |
| 12 | Phoenician Limited (HK) | RO | Advising on securities | 2022-08-31 | 2022-09-25 | RO | Asset management | 2022-08-31 | 2022-09-25 |
| 13 | Phoenician Securities Limited | RO | Dealing in securities | 2022-08-31 | 2022-09-25 |
| 14 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-06-15 | 2012-12-08 | Rep | Dealing in futures contracts | 2013-07-16 | 2014-08-29 |
| 15 | South China Forex Limited | Rep | Leveraged foreign exchange trading | 2010-08-25 | 2011-11-24 | RO | Leveraged foreign exchange trading | 2011-11-24 | 2012-12-08 | Rep | Leveraged foreign exchange trading | 2013-07-16 | 2013-08-16 | RO | Leveraged foreign exchange trading | 2013-08-16 | 2014-08-29 |
| 16 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-15 | 2012-12-08 | Rep | Dealing in securities | 2013-07-16 | 2014-08-29 |
| 17 | TANG PING KONG LIMITED | Rep | Dealing in securities | 2016-09-21 | 2016-10-14 | RO | Dealing in securities | 2016-10-14 | 2020-09-30 | RO | Advising on securities | 2017-02-14 | 2020-09-30 | RO | Asset management | 2017-02-14 | 2020-09-30 |
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