Cheng, Siu Fung 鄭兆豐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-03-18 | 2015-07-22 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-03-18 | 2015-07-22 |
| 3 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-10-27 | 2023-04-18 | Rep | Advising on securities | 2021-11-17 | 2023-04-18 | RO | Advising on securities | 2023-04-18 | RO | Dealing in securities | 2023-04-18 |
| 4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-08-13 | 2017-02-12 | Rep | Dealing in securities | 2015-08-13 | 2017-02-12 | Rep | Dealing in futures contracts | 2017-02-13 | 2021-09-29 | Rep | Dealing in securities | 2017-02-13 | 2021-09-29 |
| 5 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-01-27 | 2012-09-28 |
| 6 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-27 | 2012-09-28 |
| 7 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2016-06-14 | 2017-02-12 |
| 8 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2016-06-14 | 2017-02-12 |
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