Fok, Victor Ying Wai 霍英偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-09 | 2006-11-11 |
2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-02-09 | 2006-11-11 |
3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-09 | 2006-11-11 |
4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-11-28 | 2011-06-14 |
5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-11-28 | 2011-06-14 | Rep | Leveraged foreign exchange trading | 2006-11-28 | 2011-06-14 |
6 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2014-01-07 | 2015-04-27 | Rep | Dealing in securities | 2014-01-07 | 2015-04-27 | Rep | Leveraged foreign exchange trading | 2014-01-07 | 2015-04-27 |
7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-07-17 | 2014-01-01 | Rep | Leveraged foreign exchange trading | 2013-07-17 | 2014-01-01 |
8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-07-17 | 2014-01-01 |
9 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-07-28 | 2013-07-11 |
10 | South China Forex Limited | Rep | Leveraged foreign exchange trading | 2011-07-28 | 2013-07-11 |
11 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2011-07-28 | 2013-07-11 |
12 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2005-08-08 | 2006-01-13 |
13 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2004-02-20 | Rep | Asset management | 2004-02-20 | Rep | Dealing in futures contracts | 2006-01-13 |
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