Hung, Kai Wah 熊啟華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EXCELLENT TIDE SECURITIES LIMITED | RO | Dealing in securities | 2016-10-11 | 2017-03-28 | Rep | Dealing in securities | 2017-03-28 | 2017-03-30 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2020-09-25 | |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-09-25 | |
| 4 | SOUTH CHINA COMMODITIES LIMITED | Rep | Advising on futures contracts | 2004-02-18 | Rep | Asset management | 2004-02-18 | Rep | Dealing in futures contracts | 2016-10-11 | Rep | Dealing in futures contracts | 2017-04-10 | 2020-09-18 |
| 5 | South China Forex Limited | Rep | Leveraged foreign exchange trading | 2010-12-03 | 2016-10-11 | Rep | Leveraged foreign exchange trading | 2017-04-10 | 2020-09-18 |
| 6 | South China Investment Consultancy (Hong Kong) Limited | Rep | Advising on securities | 2004-02-09 | Rep | Asset management | 2004-02-09 | Rep | Dealing in securities | 2004-02-09 |
| 7 | SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-02-18 | Rep | Advising on securities | 2004-02-18 | Rep | Asset management | 2004-02-18 | Rep | Automated trading services | 2004-02-18 | Rep | Dealing in securities | 2016-10-11 | Rep | Dealing in securities | 2017-04-10 | 2020-09-18 |
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