Kwok, Chi Wah (SFC:AAA601) 郭志華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SOUTH CHINA COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-12-16 | |
| 2 | SOUTH CHINA COMMODITIES LIMITED | Rep | Asset management | 2003-12-16 | |
| 3 | South China Investment Consultancy (Hong Kong) Limited | Rep | Advising on securities | 2003-12-16 | |
| 4 | South China Investment Consultancy (Hong Kong) Limited | Rep | Asset management | 2003-12-16 | |
| 5 | South China Investment Consultancy (Hong Kong) Limited | Rep | Dealing in securities | 2003-12-16 | |
| 6 | SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-12-16 | |
| 7 | SOUTH CHINA SECURITIES LIMITED | Rep | Advising on securities | 2003-12-16 | |
| 8 | SOUTH CHINA SECURITIES LIMITED | Rep | Asset management | 2003-12-16 | |
| 9 | SOUTH CHINA SECURITIES LIMITED | Rep | Automated trading services | 2003-12-16 | |
| 10 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2014-06-30 | |
| 11 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2014-06-30 |
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