Law, Tak Keung 羅德強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-08-06 | 2006-04-02 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-08-06 | 2006-04-02 | Rep | Dealing in futures contracts | 2005-10-13 | 2006-04-02 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-02 | Rep | Asset management | 2003-09-02 | Rep | Automated trading services | 2003-09-02 | Rep | Dealing in futures contracts | 2004-07-26 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-09-02 | Rep | Advising on securities | 2003-09-02 | Rep | Asset management | 2003-09-02 | Rep | Automated trading services | 2003-09-02 | Rep | Dealing in securities | 2004-07-26 | Rep | Leveraged foreign exchange trading | 2004-01-29 | 2004-07-26 |
| 5 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2006-04-11 | |
| 6 | South China Investment Management Limited | Rep | Asset management | 2019-09-13 | 2022-04-28 |
| 7 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2006-04-11 |
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