Lo, Timothy Yiu Fat 羅耀發
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2014-04-09 | 2015-10-17 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2014-04-09 | 2015-10-17 |
| 3 | SOUTH CHINA COMMODITIES LIMITED | Rep | Advising on futures contracts | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Dealing in futures contracts | 2013-12-31 |
| 4 | South China Forex Limited | Rep | Leveraged foreign exchange trading | 2011-02-24 | 2013-12-31 |
| 5 | SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-12 | Rep | Advising on securities | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Automated trading services | 2004-01-12 | Rep | Dealing in securities | 2013-12-31 |
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