Lui, Shiu Hong 雷兆康

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2008-05-28 2009-07-11
2 SOUTH CHINA COMMODITIES LIMITED Rep Dealing in futures contracts 2009-07-29 2012-02-27
3 FULBRIGHT FUTURES LIMITED Rep Dealing in futures contracts 2012-03-19 2015-06-30
4 CSC FUTURES (HK) LIMITED Rep Dealing in futures contracts 2015-07-10 2018-07-07
5 SOUTH CHINA SECURITIES LIMITED Rep Dealing in securities 2010-11-09 2012-02-27
6 FULBRIGHT SECURITIES LIMITED Rep Dealing in securities 2012-03-19 2015-06-30
7 CSC SECURITIES (HK) LIMITED Rep Dealing in securities 2015-07-10 2018-07-07
8 CSC FUTURES (HK) LIMITED Rep Dealing in securities 2017-07-17 2018-07-07
9 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Leveraged foreign exchange trading 2005-04-29 2009-07-11
10 South China Forex Limited Rep Leveraged foreign exchange trading 2010-06-21 2012-02-27
11 Tiger Brokers (HK) Global Limited RO Advising on futures contracts 2022-08-24
12 Tiger Brokers (HK) Global Limited RO Advising on securities 2022-08-24
13 Tiger Brokers (HK) Global Limited RO Dealing in futures contracts 2018-07-11
14 Tiger Brokers (HK) Global Limited RO Dealing in securities 2018-07-11

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