Sam, Wan Yiu 沈韻瑤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-06-01 | 2014-06-21 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-05-30 | 2010-06-29 | Rep | Dealing in securities | 2012-06-01 | 2014-06-21 |
| 3 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-06-27 | 2012-05-21 |
| 4 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2010-07-09 | 2012-05-21 |
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