So, Pak Ming 蘇柏鳴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Asset management | 2014-11-03 | 2015-01-02 | RO | Asset management | 2015-01-02 | 2016-11-09 |
| 2 | CASH Wealth Management Limited | RO | Advising on securities | 2024-07-15 | 2024-10-31 | RO | Asset management | 2024-07-15 | 2024-10-31 |
| 3 | CELESTIAL COMMODITIES LIMITED | RO | Dealing in futures contracts | 2024-07-15 | 2024-10-31 |
| 4 | CELESTIAL SECURITIES LIMITED | RO | Dealing in securities | 2024-07-15 | 2024-10-31 |
| 5 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-11-03 | 2015-10-05 |
| 6 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2007-07-09 | 2017-05-31 |
| 7 | South China Forex Limited | Rep | Leveraged foreign exchange trading | 2013-03-28 | 2017-05-31 |
| 8 | South China Investment Management Limited | RO | Asset management | 2016-11-09 | 2017-05-31 |
| 9 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2003-11-20 | 2004-11-20 | Rep | Dealing in securities | 2007-07-09 | 2016-12-02 | RO | Dealing in securities | 2016-12-02 | 2017-05-31 |
| 10 | Towering Securities Limited | RO | Advising on securities | 2017-11-01 | 2021-02-28 | RO | Asset management | 2017-11-01 | 2021-02-28 | RO | Dealing in securities | 2017-11-01 | 2021-02-28 |
| 11 | WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | RO | Advising on securities | 2021-12-07 | 2022-05-31 | RO | Asset management | 2021-12-07 | 2022-05-31 | RO | Dealing in securities | 2021-12-07 | 2022-05-31 |
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