Tam, Sin Bun 譚善斌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | INCU CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2007-01-04 | 2007-05-04 |
| 2 | Maison Asset Management Limited | RO | Asset management | 2021-04-15 | 2023-12-31 |
| 3 | Phoenician Limited (HK) | RO | Advising on securities | 2016-07-15 | 2017-04-17 | RO | Asset management | 2016-07-15 | 2017-04-17 |
| 4 | PLATINUM BROKING COMPANY LIMITED | Rep | Dealing in securities | 2007-12-14 | 2007-12-14 |
| 5 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2007-07-31 | 2007-12-14 | Rep | Dealing in securities | 2007-09-06 | 2007-11-19 |
| 6 | Right Time Asset Management Company Limited | RO | Advising on securities | 2017-06-08 | 2020-01-31 | RO | Asset management | 2017-06-08 | 2020-01-31 |
| 7 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-05-18 | 2015-09-12 |
| 8 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2008-03-11 | 2012-08-09 | RO | Advising on securities | 2012-08-09 | 2015-09-12 |
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