Yeung, Wan Yiu 楊雲耀

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CINDA INTERNATIONAL SECURITIES LIMITED Rep Advising on corporate finance 2003-12-20
2 CINDA INTERNATIONAL FUTURES LIMITED Rep Advising on futures contracts 2003-12-20
3 CINDA INTERNATIONAL SECURITIES LIMITED Rep Advising on securities 2003-12-20
313 Capital Management Limited Rep 2012-09-11 2015-11-05
ZMF Asset Management Limited RO 2016-12-01 2019-01-30
GLAM Capital Limited RO 2019-02-11 2020-07-17
4 CINDA INTERNATIONAL FUTURES LIMITED Rep Asset management 2003-12-20
CINDA INTERNATIONAL SECURITIES LIMITED Rep 2003-12-20
313 Capital Management Limited Rep 2012-09-11 2015-09-10
313 Capital Management Limited RO 2015-09-10 2015-11-05
Seazen Resources Asset Management Limited Rep 2015-11-16 2015-12-16
Seazen Resources Asset Management Limited RO 2015-12-16 2016-03-15
ZMF Asset Management Limited RO 2016-03-22 2019-01-30
GLAM Capital Limited RO 2019-02-11 2020-07-17
5 CINDA INTERNATIONAL SECURITIES LIMITED Rep Automated trading services 2003-12-20
6 CINDA INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2010-05-31
SOUTH CHINA COMMODITIES LIMITED Rep 2010-06-29 2015-05-19
SOUTH CHINA COMMODITIES LIMITED RO 2015-05-19 2015-11-05
7 CINDA INTERNATIONAL SECURITIES LIMITED Rep Dealing in securities 2010-05-31
SOUTH CHINA SECURITIES LIMITED Rep 2010-06-29 2015-11-05
ZMF Asset Management Limited RO 2016-12-01 2019-01-30
GLAM Capital Limited RO 2019-02-11 2020-07-17
8 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED Rep Leveraged foreign exchange trading 2010-04-19
South China Forex Limited Rep 2010-09-03 2012-12-06
South China Forex Limited RO 2012-12-06 2015-11-05

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