Mo, William Rainer 毛偉廉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Blackwell Global Asset Management Limited | Rep | Advising on futures contracts | 2018-08-06 | |
2 | Blackwell Global Futures Limited | Rep | Dealing in futures contracts | 2017-10-16 | |
3 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-08-25 | |
4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-09-01 | 2007-07-14 | Rep | Leveraged foreign exchange trading | 2008-02-06 | 2011-06-07 |
5 | Hao Tian International Futures Limited | Rep | Dealing in futures contracts | 2017-07-13 | 2017-09-14 |
6 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | 2017-07-04 | Rep | Leveraged foreign exchange trading | 2017-02-13 | 2017-07-04 |
7 | South China Forex Limited | Rep | Leveraged foreign exchange trading | 2011-06-21 | 2012-06-15 |
8 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2016-05-13 | 2017-02-12 |
9 | Tung Shing Securities (Brokers) Limited | Rep | Leveraged foreign exchange trading | 2012-07-16 | 2017-02-12 |
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