Mo, William Rainer 毛偉廉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-08-25 | |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-09-01 | 2007-07-14 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2008-02-06 | 2011-06-07 |
| 4 | South China Forex Limited | Rep | Leveraged foreign exchange trading | 2011-06-21 | 2012-06-15 |
| 5 | Tung Shing Securities (Brokers) Limited | Rep | Leveraged foreign exchange trading | 2012-07-16 | 2017-02-12 |
| 6 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2016-05-13 | 2017-02-12 |
| 7 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | 2017-07-04 |
| 8 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2017-02-13 | 2017-07-04 |
| 9 | Hao Tian International Futures Limited | Rep | Dealing in futures contracts | 2017-07-13 | 2017-09-14 |
| 10 | Blackwell Global Futures Limited | Rep | Dealing in futures contracts | 2017-10-16 | |
| 11 | Blackwell Global Asset Management Limited | Rep | Advising on futures contracts | 2018-08-06 |
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