Wong, Gordon Hok Ko 黃學高
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-12-19 | 2014-08-31 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-12-19 | 2014-08-31 |
| 3 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on securities | 2007-12-04 | 2008-02-15 | RO | Advising on securities | 2008-02-15 | 2008-10-29 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-09-26 | 2019-03-31 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-09-26 | 2019-03-31 |
| 6 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2008-11-07 | 2008-12-31 | RO | Advising on securities | 2008-12-31 | 2009-02-19 |
| 7 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2004-02-05 | 2006-05-22 | RO | Advising on securities | 2006-05-22 | 2006-11-22 | Rep | Advising on securities | 2006-11-28 | 2007-12-01 | Rep | Advising on securities | 2009-11-02 | 2010-06-03 | RO | Advising on securities | 2010-06-03 | 2012-09-18 |
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