Ng, Wing Tai 吳永泰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHARTWELL CAPITAL LIMITED (HK) | Rep | Advising on securities | 2020-11-26 | 2021-10-04 | Rep | Asset management | 2020-12-28 | 2021-10-04 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on securities | 2015-04-27 | 2016-04-08 |
| 3 | CMB International Securities Limited | Rep | Dealing in securities | 2016-04-22 | 2017-02-20 | Rep | Advising on securities | 2016-10-24 | 2018-05-07 |
| 4 | Dongxing Securities (Hong Kong) Asset Management Company Limited | Rep | Advising on securities | 2020-07-30 | 2020-09-30 |
| 5 | Fosun International Securities Limited | Rep | Advising on securities | 2020-04-07 | 2020-07-03 |
| 6 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2018-05-11 | 2020-03-05 |
| 7 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2010-03-29 | 2014-08-30 |
| 8 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2014-09-01 | 2015-04-01 |
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